Tag Archives: Catherine Mercedes Santiago Toca

Merrill Lynch Accused By Investor Of Misrepresentation

October 22, 2018  |   Posted by :   |   Bond Fraud, Investment and Regulatory News   |   0 Comments

Catherine Mercedes Santiago Toca of Guaynabo Puerto Rico a stockbroker currently employed by Merrill Lynch Pierce Fenner Smith Incorporated is the subject of a customer initiated investment related arbitration claim in which the customer requested $1,250,000.00 in damages based upon allegations that between July 2011 and August 2017, (1) Toca made investment recommendations to the […]

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