Tag Archives: Casimir Capital L.P.

Casimir Capital Stockbroker Suspended For Unauthorized Private Securities Transactions

May 26, 2016  |   Posted by :   |   Investment and Regulatory News, Selling Away and Outside Activities   |   Comments Off on Casimir Capital Stockbroker Suspended For Unauthorized Private Securities Transactions

Steven Silver, of New York, New York, a stockbroker with Casimir Capital L.P., was fined $10,000.00 and suspended for six months from associating with a Financial Industry Regulatory Authority (FINRA) member in any capacity, and disgorged of $40,000.00 in connection with an Order Accepting Offer of Settlement containing findings that Silver engaged in unauthorized private […]

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