Tag Archives: Casey J. Alexander

Gilford Securities Named In Customer Arbitration Alleging Unsuitability

November 30, 2016  |   Posted by :   |   Investment and Regulatory News, Securities Arbitration Claims   |   0 Comments

Casey J. Alexander, of New York, New York, a stockbroker formerly registered with Gilford Securities Incorporated, has been subject to a customer initiated investment related arbitration claim on December 2, 2014, which was settled for $50,000.00 in damages based upon allegations that Alexander, as a control person for Gilford Securities, was liable for the wrongful […]

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