Tag Archives: Cary Street Partners

Cary Street Partners Accused Of Unsuitable Recommendations

Bobby Kyle Cowand of Austin Texas a stockbroker formerly registered with Cary Street Partners is the subject of a customer initiated investment related complaint which was resolved for $20,000.00 in damages on February 18, 2016 supported by accusations that unsuitable equity transactions were executed in the customer’s account between August of 2014 and February of […]

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UBS Financial Services Stockbroker Fired For Selling Away

Kenneth Stewart Tyrrell, of Vienna, Virginia, a stockbroker registered with UBS Financial Services Inc., was terminated from employment on August 8, 2016, based upon allegations that he engaged in private securities transactions and outside business activities without having disclosed them to UBS Financial Services Inc. or retrieving approval from the firm; conduct violative of UBS […]

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