Tag Archives: Carlos Arturo Hurtado

FINRA Bars Spartan Capital Stockbroker In Selling Away Investigation

July 07, 2021  |   Posted by :   |   Investment and Regulatory News, Selling Away and Outside Activities   |   Comments Off on FINRA Bars Spartan Capital Stockbroker In Selling Away Investigation

Carlos Arturo Hurtado (also known as Carl Arthurs and as Carlos Arthurs) of New York New York a stockbroker formerly registered with Spartan Capital Securities LLC has been barred from associating with any Financial Industry Regulatory Authority (FINRA) member in any capacity based upon findings that he failed to cooperate with a FINRA investigation into […]

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