Carl George Antaki of Syosset New York a stockbroker formerly registered with First Standard Financial Company LLC has been fined $5,000.00 and suspended for three months from associating with any Financial Industry Regulatory Authority (FINRA) member in any capacity supported by findings that he made unsuitable investment recommendations in a customer’s account. Letter of Acceptance […]
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Tag Archives: Carl George Antaki
FINRA Sanctions Another Stockbroker In Shuttered Boilerroom Operation
May 31, 2021 | Posted by : Guiliano Law Group | Boilerroom Sales, Churning, Excessive Trading, Failure To Supervise, FINRA Securities Arbitration, Investment and Regulatory News | Comments Off on FINRA Sanctions Another Stockbroker In Shuttered Boilerroom Operation
Investors Continue To Sue Defunct First Standard Boilerroom
April 08, 2020 | Posted by : Guiliano Law Group | Boilerroom Sales, Breach of Fiduciary Duty, FINRA Securities Arbitration, Margin Account Fraud, Securities Arbitration Claims | Comments Off on Investors Continue To Sue Defunct First Standard Boilerroom
Carl George Antaki of Melville New York a stockbroker formerly employed by First Standard Financial Company LLC has been identified in a customer initiated investment related arbitration claim where the customer sought $100,000.00 in damages founded on accusations of bad stock trades being executed in the customer’s account during the time that Antaki was employed […]
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