Tag Archives: C.L. King and Associates Inc.

CL King And Associates Charged With Fraud

May 05, 2016  |   Posted by :   |   Investment and Regulatory News   |   0 Comments

C.L. King and Associates, Inc., headquartered in Albany, New York, along with the firm’s chief executive officer, Gregg Alan Miller, were charged by Financial Industry Regulatory Authority (FINRA) Department of Enforcement in a Complaint containing allegations that the firm and Miller engaged in the improper redemption of death put investments, and failed to develop and […]

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