Cesar Omar Rodriguez of Bloomingdale Illinois a branch office manager formerly employed by Avenir Financial Group has been suspended from associating with any Financial Industry Regulatory Authority (FINRA) member in any capacity supported by accusations that Rodriguez failed to fully pay an arbitration award to a customer. Case No. 15-02744 (Oct. 23, 2018). FINRA Public […]
Read More »
Tag Archives: Bull Run Capital Holdings
Avenir Broker Fails To Pay Arbitration Award
December 13, 2018 | Posted by : Guiliano Law Group | Investment and Regulatory News, Misappropriation of Funds, Securities Arbitration Claims, Stockbroker Theft | 0 Comments