Tag Archives: Bryan Gabriel Mazliach

Laidlaw Stockbroker Charged With Churning Customer Accounts

September 14, 2020  |   Posted by :   |   Securities Arbitration Claims   |   Comments Off on Laidlaw Stockbroker Charged With Churning Customer Accounts

Bryan Gabriel Mazliach of Fort Lauderdale Florida a stockbroker formerly employed by Laidlaw Company has been charged by Financial Industry Regulatory Authority (FINRA) with effecting excessive and unauthorized transactions in customer accounts and with placing customers in unsuitable investments which caused them to sustain losses. Department of Enforcement v. Bryan G. Mazliach Disciplinary Proceeding No. […]

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FINRA Investigates Laidlaw Stockbroker For Unauthorized Trading

April 08, 2020  |   Posted by :   |   Boilerroom Sales, Securities Arbitration Claims, Unauthorized Trading, Unsuitable Investment Recommendations   |   Comments Off on FINRA Investigates Laidlaw Stockbroker For Unauthorized Trading

Bryan Gabriel Mazliach of Fort Lauderdale Florida a stockbroker associated with Laidlaw Company and Westpark Capital has been referenced in an investigation initiated by Financial Industry Regulatory Authority (FINRA) on September 27, 2019 in which the regulator recommended that the stockbroker be disciplined for allegedly making unsuitable and unauthorized trades in investor accounts. Wells Notice […]

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