Tag Archives: Bruce Michael Sabourin

Cetera Broker Barred By FINRA In Investigation

November 12, 2018  |   Posted by :   |   Churning, Excessive Trading, Investment and Regulatory News   |   0 Comments

Bruce Michael Sabourin of Norwich Connecticut a stockbroker formerly employed by Cetera Advisors LLC has been barred from associating with any Financial Industry Regulatory Authority (FINRA) member in any capacity based upon allegations that Sabourin failed to provide FINRA with information after it was requested of him. Case No. 2014041373601 (May 4, 2015). FINRA Public […]

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