Tag Archives: Bruce Meyers

Meyers Associates Supervisor Barred For Failure To Supervise

Bruce Meyers of New York New York a broker formerly registered with Meyers Associates L.P. (now known as Windsor Street Capital L.P.) has been fined $20,000.00, barred from associating with any Financial Industry Regulatory Authority (FINRA) member in any principal capacity, and suspended from associating with any FINRA member for six months according to a […]

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FINRA Investigates Meyers Associates Broker For Fraud

November 20, 2017  |   Posted by :   |   Boilerroom Sales   |   0 Comments

Bruce Meyers, of New York, New York, a stockbroker formerly registered with Meyers Associates, L.P., is the subject of a Wells Notice issued by Financial Industry Regulatory Authority (FINRA), wherein enforcement action is pending against Meyers based upon allegations that he willfully violated NASD Rules 3010, 2440, IM-2440, 1031, IM-1000-3, 1021; FINRA Rules 4511, 4530, […]

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Meyers Associates President Named In Customer Arbitration

Bruce Meyers, of New York, New York, a stockbroker and former president of Meyers Associates, L.P., was named in a customer initiated investment related arbitration claim on April 7, 2016, in which the customer requested $545,000.00 in damages based upon allegations that Meyers effected unsuitable trades in the customer’s account. FINRA Public Disclosure reveals that […]

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