Tag Archives: Brookville Capital Partners

Brookville Capital Broker Suspended For Unauthorized Trades

December 15, 2017  |   Posted by :   |   Boilerroom Sales, Unauthorized Trading   |   0 Comments

Michael Lawrence Oromaner, of Uniondale, New York, a stockbroker formerly registered with Brookville Capital Partners, has been fined $25,000.00 and suspended for two years from associating with any Financial Industry Regulatory Authority (FINRA) member in any capacity by consenting to findings that he effected unauthorized trades in a customer’s investment account. Letter of Acceptance, Waiver […]

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