Tag Archives: Brian R. Bates

BBVA Compass Sued For Misrepresentation

July 29, 2017  |   Posted by :   |   Investment and Regulatory News, Variable Annuites   |   0 Comments

Brian R. Bates, of Gilbert, Arizona, a stockbroker currently registered with BBVA Securities Inc., is the subject of a customer initiated investment related written complaint on May 2, 2017, where the customer requested $11,000.00 in damages founded upon allegations that Bates made misrepresentations to the customer and effected a variable annuity purchase that was not […]

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