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FINRA Bars MML Stockbroker For Failure To Cooperate

Brian Michael Travers, of Melville, New York, a stockbroker formerly registered with MML Investors Services, LLC, has been barred from associating with any Financial Industry Regulatory Authority (FINRA) member in any capacity based upon consenting to findings that he failed to cooperate in an investigation into allegations that he engaged in unapproved private securities transactions […]

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FINRA Bars MML Stockbroker For Failure To Cooperate

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