Brian Keith Decker of New York New York a stockbroker formerly registered with Legend Securities Inc. has been suspended from associating with any Financial Industry Regulatory Authority (FINRA) member in any capacity based upon accusations that Decker failed to comply with a FINRA Arbitration Award in which he was ordered to compensate a customer who […]
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Tag Archives: Brian Keith Decker
FINRA Bars Legend Stockbroker For Failure To Pay Arbitration Award
October 08, 2020 | Posted by : Guiliano Law Group | Boilerroom Sales, Misappropriation of Funds, Securities Arbitration Claims, Stockbroker Theft | Comments Off on FINRA Bars Legend Stockbroker For Failure To Pay Arbitration Award
Legend Stockbroker Barred In Investigation
May 29, 2018 | Posted by : Guiliano Law Group | Investment and Regulatory News, Securities Arbitration Claims | Comments Off on Legend Stockbroker Barred In Investigation
Brian Keith Decker of New York New York a stockbroker formerly employed by Legend Securities Inc. has been barred from associating with any Financial Industry Regulatory Authority (FINRA) member in any capacity based upon consenting to findings that he declined to cooperate with FINRA’s investigation into accusations of his misconduct. Letter of Acceptance Waiver and […]
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