Tag Archives: Brian David Schwartz

Investors Accuse HSBC Of Selling Unsuitable Investments

March 26, 2020  |   Posted by :   |   Securities Arbitration Claims, Unsuitable Investment Recommendations   |   Comments Off on Investors Accuse HSBC Of Selling Unsuitable Investments

Brian David Schwartz of New York New York a stockbroker currently registered with HSBC Securities (USA) Inc. is the subject of a customer initiated investment related complaint which was settled on July 30, 2019 for $11,105.25 in damages based upon allegations that the amount of stock Schwartz purchased in an initial public offering failed to […]

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Investor Blames HSBC For Bad Bond Investments

Brian David Schwartz of New York New York a stockbroker currently employed by HSBC Securities (USA) Inc. is referenced in a customer initiated investment related written complaint which was resolved for $10,000.00 on October 3, 2017 supported by allegations that transactions were placed in the customer’s account that were not suitable for the customer because […]

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