Tag Archives: Brett Michael Williams

FINRA Bars NYLife Broker For Ignoring Regulator

September 27, 2018  |   Posted by :   |   Investment and Regulatory News   |   0 Comments

Brett Michael Williams of Tifton Georgia a former NYLife Securities registered representative has been barred from associating with any Financial Industry Regulatory Authority (FINRA) member in any capacity founded on allegations that Williams failed to report information to FINRA after it was formally requested from him. Case No. 2017056053701 (Apr. 12, 2018). FINRA Public Disclosure […]

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