Tag Archives: Brett Allen Machtig

Investors Capital Corp Registered Representative Sanctioned

March 30, 2017  |   Posted by :   |   Investment and Regulatory News   |   0 Comments

Brett Allen Machtig, of Bloomington, Minnesota, a stockbroker formerly registered with Investors Capital Corp., was subject of cease and desist sanctions and a $5,000.00 fine by Minnesota Department of Commerce based upon consenting to findings that Machtig effected an equity indexed annuity which was not suitable for a customer. Case No. 1369 (Sept. 15, 2015). […]

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