Brandon Curt Stimpson of Logan Utah a stockbroker formerly registered with Allegis Investment Services LLC has been fined $125,000.00 and barred by Utah Securities Division from being a stockbroker in the state based on allegations of Stimpson omitting and misrepresenting investment information about index options and for committing fraud when he was associated with Allegis […]
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Tag Archives: Brandon Curt Stimpson
Allegis Stockbroker Sanctioned For Misrepresentation
August 15, 2021 | Posted by : Guiliano Law Group | Breach of Fiduciary Duty, FINRA Securities Arbitration, Investment and Regulatory News, Unsuitable Investment Recommendations | Comments Off on Allegis Stockbroker Sanctioned For Misrepresentation
Allegis Sued By Investors For Breach Of Fiduciary Duty
March 12, 2020 | Posted by : Guiliano Law Group | Breach of Fiduciary Duty, Defective Option Strategies, Failure To Supervise, Investment and Regulatory News, Securities Arbitration Claims | Comments Off on Allegis Sued By Investors For Breach Of Fiduciary Duty
Brandon Curt Stimpson of North Logan Utah a stockbroker associated with Allegis Investment Services LLC has been referenced in a customer initiated investment related arbitration claim in which the customer requested $2,481,000.00 in damages supported by allegations of (1) breach of a fiduciary duty by Stimpson (2) unauthorized and unsupervised options trades in the customer’s […]
Read More »Allegis Fires Stockbroker For Failing To Comply
April 08, 2018 | Posted by : Guiliano Law Group | Investment and Regulatory News, Securities Arbitration Claims | Comments Off on Allegis Fires Stockbroker For Failing To Comply
Brandon Curt Stimpson of North Logan Utah is a stockbroker formerly registered with Allegis Investment Services, LLC and advisor with Allegis Investment Advisors LLC who was fired on December 13, 2017, supported by allegations that he failed to conform to Allegis Investment Services’ code of ethics as well as other firm policies. Financial Industry Regulatory […]
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