Tag Archives: Brad Roger Nettune

Investors Sue Merrill Lynch For Churning

January 03, 2019  |   Posted by :   |   Churning, Investment and Regulatory News, Securities Arbitration Claims, Unsuitable Investment Recommendations   |   Comments Off on Investors Sue Merrill Lynch For Churning

Brad Roger Nettune of Summit New Jersey a stockbroker currently registered with Merrill Lynch Pierce Fenner Smith Inc. is the subject of a customer initiated investment related arbitration claim in which the customer sought $6,000,000.00 in damages based upon accusations that (1) the customer’s account was churned and (2) unsuitable over-the-counter equities recommendations were made […]

Read More »