Tag Archives: Bishop Rosen Co. Inc.

Bishop Rosen Stockbroker Sanctioned For Defrauding Disabled Customer

June 08, 2020  |   Posted by :   |   Boilerroom Sales, Breach of Fiduciary Duty, Over Concentration, Securities Fraud, Unsuitable Investment Recommendations   |   Comments Off on Bishop Rosen Stockbroker Sanctioned For Defrauding Disabled Customer

Hector Ramos of New York New York a stockbroker formerly associated with Bishop Rosen Co. Inc. has been suspended for three months from associating with any Financial Industry Regulatory Authority (FINRA) member in any capacity supported by findings that gave bad advice to a disabled customer. Letter of Acceptance Waiver and Consent No. 2018059983001 (June […]

Read More »