Tag Archives: Bhenoy Dembla

Merrill Lynch Broker Barred For Mutual Fund Fraud

February 19, 2019  |   Posted by :   |   Investment and Regulatory News, Mutual Fund Fraud, Securities Arbitration Claims   |   Comments Off on Merrill Lynch Broker Barred For Mutual Fund Fraud

Bhenoy Dembla (also known as Ben Dembla) of Chicago Illinois a stockbroker formerly employed by Merrill Lynch Pierce Fenner Smith Incorporated has been barred from associating with any Financial Industry Regulatory Authority (FINRA) member in any capacity based upon consenting to findings that Dembla violated the firm’s mutual fund policies by entering and cancelling fake […]

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