Tag Archives: BGC Securities

BGC Securities Broker Charged By FINRA With Fraud

August 13, 2018  |   Posted by :   |   Investment and Regulatory News, Securities Fraud   |   0 Comments

Brian Colin Doherty of New York New York a stockbroker formerly employed by BGC Securities has been charged by Financial Industry Regulatory Authority (FINRA) in a Complaint alleging that Doherty engaged in a fraudulent investment scheme. Department of Enforcement v. Brian Colin Doherty Disciplinary Proceeding No. 20150470058-01 (Aug. 2, 2018). According to the Complaint, between […]

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