Tag Archives: Betsy Marcom

Next Financial Group Broker Suspended for Unsuitable Recommendations

Betsy Marcom of Georgetown, Texas, a Stockbroker with Next Financial Group, Inc. was fined $15,000 and suspended for four months from association with any Financial Industry Regulatory Authority (FINRA) member firm after consenting to findings that she made unsuitable investment recommendations to her client, HTCC, a non-profit parish church. Letter of Acceptance, Waiver and Consent, […]

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