Tag Archives: Bernard Andre Breton

Customer Sues Cetera Advisors For Failure To Supervise

September 22, 2017  |   Posted by :   |   Failure To Supervise, Investment and Regulatory News   |   0 Comments

Bernard Andre Breton, of Denver, Colorado, a stockbroker formerly registered with Cetera Advisors LLC, is the subject of a customer initiated investment related arbitration claim filed on January 19, 2016, for $876,195.00 in damages based on allegations that Breton failed to supervise the equity trades effected another Cetera stockbroker Abraham Heimann. Breton was terminated by […]

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