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Deutsche Bank Broker Banged For Bad Supervision

June 21, 2018 | Posted by : Guiliano Law Group | Failure To Supervise, Investment and Regulatory News | Comments Off

Benjamin Solomon of New York New York a stockbroker and supervisor formerly registered with Deutsche Bank Securities Inc. has been fined $165,000.00 and suspended by Securities and Exchange Commission (SEC) for twelve months from associating with any broker dealer or investment adviser according to an Order Instituting Administrative Proceedings pursuant to Section 15(b) of the […]

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Deutsche Bank Broker Banged For Bad Supervision

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