Tag Archives: Benjamin S. Burton

Morgan Stanley Broker Suspended For Unauthorized Trading

September 14, 2017  |   Posted by :   |   Unauthorized Trading   |   0 Comments

Benjamin S. Burton, of Charlestown, West Virginia, a stockbroker formerly registered with Morgan Stanley, has been fined $7,500.00 and suspended for three months from associating with any Financial Industry Regulatory Authority (FINRA) member in any capacity by consenting to findings that he effected trades in a customer’s accounts without the customer’s consent. Letter of Acceptance, […]

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