Tag Archives: Benjamin Philip Brown

State Farm Broker Barred By FINRA For Failure To Respond

September 27, 2018  |   Posted by :   |   Investment and Regulatory News   |   0 Comments

Benjamin Philip Brown of Bloomington Illinois a former State Farm VP Management Corp registered representative has been barred from associating with any Financial Industry Regulatory Authority (FINRA) member in any capacity founded on accusations that he failed to cooperate with FINRA’s request for his information. Case No. 2017054972901 (Dec. 22, 2017). FINRA Public Disclosure confirms […]

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