Tag Archives: Benham Halali

Allstate Broker Barred For Failure To Comply With Inquiry

February 05, 2019  |   Posted by :   |   Investment and Regulatory News   |   0 Comments

Benham Halali of San Jose California a stockbroker formerly registered with Allstate Financial Services LLC has been barred from associating with any Financial Industry Regulatory Authority (FINRA) member in any capacity based upon allegations that Halali failed to cooperate with FINRA’s inquiry into his activities. Case No. 2015047264301 (Sept. 1, 2016). FINRA Public Disclosure additionally […]

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