Tag Archives: Behavioral Recognition Systems

SEC Charges Comprehensive Asset Management Stockbroker With Fraud

May 17, 2019  |   Posted by :   |   Alternative Investments, Direct Participation Programs, FINRA Securities Arbitration, Investment and Regulatory News, Securities Arbitration Claims, Unregistered Securities   |   Comments Off on SEC Charges Comprehensive Asset Management Stockbroker With Fraud

Tamara Rae Steele of Pendleton Indiana a stockbroker formerly employed by Comprehensive Asset Management and Servicing (now known as APW Capital Inc.) and Chief Operating Officer of Steele Financial has been charged by Securities and Exchange Commission (SEC) in a Complaint alleging that Steele and Steele Financial made fraudulent investment recommendations to investors. Civil Action […]

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