Barry Walter Wold of Edina Minnesota a stockbroker formerly registered with Raymond James Associates Inc. has been discharged by the firm on January 5, 2018 founded on accusations that (1) Wold did not abide by the firm’s policy concerning the switching of customers’ commission-based account to fee-based accounts (2) Wold potentially falsified information about his […]
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Tag Archives: Barry Walter Wold
Raymond James Broker Fired For Falsifying Customer Information
January 29, 2019 | Posted by : Guiliano Law Group | Forgery, Investment and Regulatory News, Securities Arbitration Claims | 0 Comments