Tag Archives: Barry T. Eisenberg

Alexander Capital Stockbroker Charged With Churning

November 02, 2016  |   Posted by :   |   Boilerroom Sales, FINRA Securities Arbitration, Investment and Regulatory News, Securities Arbitration Claims   |   Comments Off on Alexander Capital Stockbroker Charged With Churning

Barry T. Eisenberg, of New York, New York, a stockbroker registered with Alexander Capital, L.P., has been named in a Complaint initiated by The Office of Montana State Auditor, Commissioner of Securities and Insurance, which alleged that Eisenberg failed to supervise the sales practices of two registered registered representatives, Joseph Connolly and William Gennity, who […]

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