Tag Archives: Barry Jin

FINRA Bars Spartan Stockbroker For Failure To Pay Arbitration Award

August 27, 2020  |   Posted by :   |   Securities Arbitration Claims   |   Comments Off on FINRA Bars Spartan Stockbroker For Failure To Pay Arbitration Award

Barry Jin (also known as Boqian Jin) of New York New York a stockbroker formerly employed by Spartan Capital Securities has been suspended from associating with any Financial Industry Regulatory Authority (FINRA) member in any capacity on May 30, 2019 based upon allegations that he failed to comply with a settlement agreement or arbitration award. […]

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Spartan Capital Securities Named In Customer Securities Arbitration Complaint

Barry Jin, of New York, New York, a stockbroker formerly registered with Spartan Capital Securities, LLC, has been named in a customer initiated investment related written complaint on September 5, 2016, in which the customer requested $13,422.00 in damages based upon allegations that Jin effected options trades in the customer’s account without authorization. Financial Industry […]

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