Tag Archives: Barclays Capital Inc

SEC Makes Wong Gone In Very Profitable RMBS Scam

David F. Wong of New York New York a stockbroker formerly employed by Barclays Capital Inc. has been suspended by Securities and Exchange Commission (SEC) from associating with any broker-dealer or investment adviser according to an Order containing findings that Wong (1) made misleading or false statements to customers of the firm and (2) charged […]

Read More »