Tag Archives: Barbara J. Stark

Stockbroker Theft Costs Ameriprise $4.5 million

My stockbroker stole my money. Ameriprise Financial Services Inc. will pay $4.5 million to the United States Securities & Exchange Commission to settle charges that it failed to safeguard retail investor assets from theft by its representatives. Ameriprise Financial Services provides brokerage services to customers and advisory clients through a national network of approximately 9,700 […]

Read More »