Tag Archives: Barbara Fife

LPL Financial Stockbroker Barred in Stealing Investigation

Barbara D. Fife, a Stockbroker with LPL Financial, was permanently barred from associating with any Financial Industry Regulatory Authority (FINRA) member in any capacities after consenting to findings that she refused to cooperate with a FINRA investigation into allegations that Fife converted funds from a customer. Letter of Acceptance, Waiver, and Consent, No. 2015046218901 (Oct. […]

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