Tag Archives: B. Riley Wealth Management

B Riley Wealth Management Sued For Excessive Fees

January 19, 2021  |   Posted by :   |   Excessive Markups, Investment and Regulatory News, Unauthorized Trading   |   Comments Off on B Riley Wealth Management Sued For Excessive Fees

Jack B. McBride of Plymouth Michigan a stockbroker currently registered with B Riley Wealth Management is referenced in a customer initiated investment related FINRA securities arbitration claim where the customer requested $380,000.00 in damages based upon accusations that the stockbroker provided unsuitable investment advice to the B Riley customer concerning exchange traded funds, stocks and […]

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Investors Sue B. Riley For Breach Of Fiduciary Duty

Murray Bee Roark (also known as Pap Roark) of Dallas Texas a stockbroker currently employed by B. Riley Wealth Management (formerly known as Wunderlich Securities) has been identified in a customer initiated investment related arbitration claim where the customer sought $300,000.00 in damages founded on accusations that (1) the customer was inappropriately advised to purchase […]

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