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Edward Jones Stockbroker Charged With Stealing

March 07, 2017 | Posted by : Guiliano Law Group | Elder Financial Abuse, Investment and Regulatory News, Misappropriation of Funds, Stockbroker Theft | 0 Comments

Austin Wayne Morton of Sallisaw, Oklahoma, a stockbroker formerly registered with Edward Jones, was charged by Financial Industry Regulatory Authority (FINRA) Department of Enforcement in a Complaint which alleged that Morton converted a senior customer’s funds. Department of Enforcement v. Austin Wayne Morton, No. 2016052347901 (Feb. 24, 2017). According to the Complaint, in September of 2016, $20,000.00 […]

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Edward Jones Stockbroker Charged With Stealing

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