Tag Archives: Austin Dutton

Austin Dutton Investor Lawsuits

Austin R. Dutton, Jr., at least until August 2017, was a stockbroker or registered representative of Newbridge Securities Corporation allowed to conduct business under the name Bridge Valley Financial Services at 171 South Main Street in Doylestown, Pennsylvania 18901. On August 10, 2017, Dutton and Newbridge Securities parted ways.  Weeks earlier, on July 24, 2017, Dutton […]

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Calling All Cops, and DROPS, Pennsylvania Gets Dutton

July 27, 2017  |   Posted by :   |   FINRA Securities Arbitration, Investment and Regulatory News   |   Comments Off on Calling All Cops, and DROPS, Pennsylvania Gets Dutton

On July 11, 2017,  the Pennsylvania Department of Banking and Securities announced that it has fined Newbridge Securities Corporation $499,000 for failure to supervise. The order does not specify the products or the number of affected Pennsylvania investors. It also does not identify the broker who made the problematic sales. The BrokerCheck report for Newbridge […]

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