Tag Archives: Athanasios Tomaras

Colorado Places Fulcrum Stockbroker On Heightened Supervision

August 27, 2020  |   Posted by :   |   Breach of Fiduciary Duty, Unauthorized Trading, Unsuitable Investment Recommendations   |   Comments Off on Colorado Places Fulcrum Stockbroker On Heightened Supervision

Athanasios Tomaras (also known as Thanasi Tomaras) of Oldsmar Florida a stockbroker formerly employed by Fulcrum Securities LLC and Fulcrum Advisory Services LLC is referenced in a Stipulation and Consent Licensing Order issued by Colorado Division of Securities in which Tomaras was placed on heightened supervision founded on allegations of customer disputes and regulatory infractions […]

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Fulcrum Securities Named In Customer Securities Arbitration Alleging Unsuitablity

Athanasios Tomaras, of Oldsmar, Florida, a stockbroker formerly registered with Fulcrum Securities, LLC, has been subject to a customer initiated investment related arbitration claim from October 17, 2016, in which the customer requested $189,000.00 in damages based upon allegations that from July of 2013 to January of 2016, Tomaras made unsuitable investment recommendations to the […]

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