Athanasios Tomaras (also known as Thanasi Tomaras) of Oldsmar Florida a stockbroker formerly employed by Fulcrum Securities LLC and Fulcrum Advisory Services LLC is referenced in a Stipulation and Consent Licensing Order issued by Colorado Division of Securities in which Tomaras was placed on heightened supervision founded on allegations of customer disputes and regulatory infractions […]
Read More »
Tag Archives: Athanasios Tomaras
Colorado Places Fulcrum Stockbroker On Heightened Supervision
August 27, 2020 | Posted by : Guiliano Law Group | Breach of Fiduciary Duty, Unauthorized Trading, Unsuitable Investment Recommendations | Comments Off on Colorado Places Fulcrum Stockbroker On Heightened Supervision
Fulcrum Securities Named In Customer Securities Arbitration Alleging Unsuitablity
December 24, 2016 | Posted by : Guiliano Law Group | Securities Arbitration Claims, Unsuitable Investment Recommendations | 0 Comments
Athanasios Tomaras, of Oldsmar, Florida, a stockbroker formerly registered with Fulcrum Securities, LLC, has been subject to a customer initiated investment related arbitration claim from October 17, 2016, in which the customer requested $189,000.00 in damages based upon allegations that from July of 2013 to January of 2016, Tomaras made unsuitable investment recommendations to the […]
Read More »