Tag Archives: Ashish D. Mathur

Customer Accuses Merrill Lynch Of Misrepresentation

May 31, 2018  |   Posted by :   |   Bond Fraud, Investment and Regulatory News   |   0 Comments

Ashish D. Mathur of New York New York a stockbroker currently registered with Merrill Lynch Pierce Fenner Smith Inc. is referenced in a customer initiated investment related written complaint on February 1, 2018 where the customer alleged that (1) misrepresentations and omissions had been made to the customer concerning foreign-debt investments and (2) unsuitable investment […]

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