Tag Archives: Arnold Mariampolski

FINRA Bars AXA Stockbroker In Investigation

April 08, 2020  |   Posted by :   |   Securities Arbitration Claims   |   Comments Off on FINRA Bars AXA Stockbroker In Investigation

Arnold Mariampolski of Woodbury New York a stockbroker formerly registered with AXA Advisors LLC has been barred by Financial Industry Regulatory Authority (FINRA) from associating with any FINRA member in any capacity based upon allegations that the stockbroker neglected to respond to its request for information about his activities. Case No. 2018061016801 (June 11, 2019). […]

Read More »

Investors Accuse AXA Advisors Of Bad Insurance

September 28, 2018  |   Posted by :   |   Investment and Regulatory News, Securities Arbitration Claims   |   0 Comments

Arnold Mariampolski of Woodbury New York a stockbroker currently employed by AXA Advisors LLC is the subject of a customer initiated investment related written complaint on July 6, 2018 where the customer sought unspecified damages founded on accusations that the customer was placed in an insurance policy that failed to address her financial objectives. Financial […]

Read More »