Jose A. Zapata of San Antonio, Texas, a stockbroker with formerly registered with Argentus Securites, LLC, was barred from associating with any Financial Industry Regulatory Authority (FINRA) member in any capacity after consenting to findings that he made misrepresentations to one of his customers in order to conceal information from a customer regarding her account […]
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Tag Archives: Argentus Securites LLC
Argentus Securities Stock Broker Barred
January 21, 2016 | Posted by : Guiliano Law Group | FINRA Securities Arbitration, Investment and Regulatory News | 0 Comments