Tag Archives: Antonio Costanzo

Tutus Rockefeller Stockbroker Barred For Securities Fraud

Antonio Costanzo of Chesapeake Virginia a stockbroker formerly employed by Titus Rockefeller LLC (also known as TR Capital Group LLC) has been fined $10,000.00 and barred by Florida Office of Financial Regulation according to an Order founded on accusations that (1) Costanzo engaged in fraudulent investment transactions (2) Costanzo executed trades on margin without having […]

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Newport Coast Securities Stockbroker Barred For Defrauding Customers

November 02, 2016  |   Posted by :   |   Boilerroom Sales, Churning, Securities Fraud   |   0 Comments

Antonio Costanzo, of West Palm Beach, Florida, a stockbroker formerly registered with Newport Coast Securities, has been barred from associating with any Financial Industry Regulatory Authority (FINRA) member firm in any capacity based upon a Default Decision containing findings that Costanzo made unsuitable investment recommendations to customers, effected unsuitable trades, churned customer accounts, and failed […]

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