Tag Archives: Anthony Mastroianni

Alexander Capital Stockbroker Barred In FINRA Investigation

December 17, 2016  |   Posted by :   |   Boilerroom Sales   |   0 Comments

Anthony Mastroianni, Jr., of New York, New York, a stockbroker formerly associated with Alexander Capital, L.P., has been permanently barred from associating with any Financial Industry Regulatory Authority (FINRA) member after consenting to findings that he failed to cooperate in a FINRA investigation into allegations that Mastroianni churned or excessively traded a customer’s account. Letter […]

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