Anthony Fusco of New York New York a former stockbroker and Chief Executive Officer of Legend Securities Inc. is the subject of a customer initiated investment related FINRA securities arbitration claim in which the customer requested $345,369.00 in damages supported by accusations of Fusco failing to supervise Legend stockbrokers who executed unsuitable transactions in the […]
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Tag Archives: Anthony Fusco
Legend Securities Named In Securities Arbitration Claim By Investors For Churning
January 03, 2021 | Posted by : Guiliano Law Group | Boilerroom Sales, Churning, Excessive Trading, FINRA Securities Arbitration, Investment and Regulatory News, Unsuitable Investment Recommendations | Comments Off on Legend Securities Named In Securities Arbitration Claim By Investors For Churning
FINRA Bars Legend Securities CEO For In Investigation
November 30, 2018 | Posted by : Guiliano Law Group | Failure To Supervise, Investment and Regulatory News, Securities Arbitration Claims | 0 Comments
Anthony Fusco of New York New York the Chief Executive Officer of Legend Securities Inc. has been barred from associating with any Financial Industry Regulatory Authority (FINRA) member in any capacity based upon consenting to findings that he failed to cooperate in FINRA’s investigation into accusations that he failed to supervise the firm’s brokers. Letter […]
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