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FINRA Sanctions Laidlaw Stockbroker For Unauthorized Trading

January 22, 2020 | Posted by : Guiliano Law Group | Boilerroom Sales, Investment and Regulatory News, Unauthorized Trading | 0 Comments

Andrew Justin Grant of Melville New York a stockbroker currently registered with Laidlaw Company (UK) Ltd. has been fined $5,000.00 and suspended from associating with any Financial Industry Regulatory Authority (FINRA) member in any capacity based upon consenting to findings that he effected trades in the accounts of Laidlaw Company customers without authorization. Letter of […]

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FINRA Sanctions Laidlaw Stockbroker For Unauthorized Trading

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