Andrew James Pravlik of Pittsburgh Pennsylvania a stockbroker formerly registered with Prospera Financial Services is the subject of a customer initiated investment related FINRA securities arbitration claim which was settled for $27,000.00 in damages supported by allegations that five unsuitable alternative investments had been recommended by Pravlik during the time that he was associated with […]
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Tag Archives: Andrew James Pravlik
Investors File FINRA Arbitration Against Prospera Sued For Breach Of Fiduciary Duty
March 08, 2021 | Posted by : Guiliano Law Group | Alternative Investments, Breach of Fiduciary Duty, Investment and Regulatory News, Unit Investment Trusts (UITs) | Comments Off on Investors File FINRA Arbitration Against Prospera Sued For Breach Of Fiduciary Duty
Prospera Financial Sued For Real Estate Investment Trust Misconduct
July 22, 2019 | Posted by : Guiliano Law Group | Investment and Regulatory News, Non-traded REITs, Securities Arbitration Claims | 0 Comments
Andrew James Pravlik of Pittsburgh Pennsylvania a stockbroker formerly employed by Prospera Financial Services Inc. is the subject of a customer initiated investment related civil action brought in the Court of Common Pleas of Allegheny County Pennsylvania where the customer sought $175,000.00 in damages supported by allegations that while Pravlik was registered with Prospera Financial […]
Read More »Prospera Financial Services Stockbroker Terminated
Andrew James Pravlik, of Pittsburgh, Pennsylvania, a stockbroker formerly registered with Prospera Financial Services, Inc., has been terminated from employment on January 27, 2017, based upon allegations that he did make a written disclosure to the company in a manner that conformed to the firm’s policies. This is not the first time that Pravlik has […]
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