Tag Archives: Andrew Bruce Elsoffer

Stifel Nicolaus Sued By Investors For Breach of Fiduciary Duty

September 14, 2020  |   Posted by :   |   Breach of Fiduciary Duty, Securities Arbitration Claims, Stockbroker Negligence   |   Comments Off on Stifel Nicolaus Sued By Investors For Breach of Fiduciary Duty

Andrew Bruce Elsoffer of Pepper Pike Ohio a stockbroker formerly registered with Stifel Nicolaus Company is the subject of a customer initiated investment related arbitration claim in which the customer sought $250,000.00 in damages based upon accusations that a fiduciary duty that was owed to the customer had been breached by the stockbroker and that […]

Read More »

Stifel Nicolaus Stockbroker Discharged For Mishandling Funds

Andrew Bruce Elsoffer of Pepper Pike Ohio a stockbroker formerly registered with Stifel Nicolaus Company Inc. has been discharged by the securities broker dealer on October 16, 2018 based upon accusations that Elsoffer failed to comply with rules or procedures regarding the handling of customer funds and (2) Stifel Nicolaus lost confidence in Elsoffer because […]

Read More »

Stifel Nicolaus Sued For Securities Fraud

September 22, 2017  |   Posted by :   |   Investment and Regulatory News, Securities Fraud   |   0 Comments

Andrew Bruce Elsoffer, of Pepper Pike, Ohio, a stockbroker currently registered with Stifel, Nicolaus & Company, Inc., is the subject of a customer initiated investment related arbitration claim, which settled on October 27, 2016, for $165,000.00 in damages supported by allegations of negligence, breach of contract, elder abuse, elder exploitation, breach of fiduciary duty, suitability, […]

Read More »