Tag Archives: Andre LaBarbera

Newport Coast Securities Stockbroker Barred For Churning

November 18, 2016  |   Posted by :   |   Investment and Regulatory News   |   0 Comments

Andre LaBarbera, of Dix Hills, New York, a stockbroker formerly registered with Newport Coast Securities, has been barred from associating with any Financial Industry Regulatory Authority (FINRA) member firm in any capacity per a FINRA Extended Hearing Panel Decision containing findings that LaBarbera effected unsuitable trades and churned customer accounts. Department of Enforcement v. LaBarbera, […]

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